What We Do

Lindquist & Vennum Securities Litigation and Arbitration Group

Members of Lindquist & Vennum's Securities Litigation and Arbitration Practice Group have represented parties in class actions, financial fraud lawsuits, regulatory proceedings and arbitrations in hundreds of cases across the country.

Members of the group have extensive experience defending securities claims in arbitration before NASD, NYSE and AAA panels. Our attorneys have successfully defended claims across the nation. These matters have included claims of:

  • Securities fraud
  • Unsuitable trading
  • Unauthorized trading
  • Excessive markups
  • Churning
  • Conversion
  • Market manipulation
  • ERISA violations
  • RICO
Members of the group are experienced litigators, and regularly represent brokerage firms and individuals in court in class actions, mass actions, and other matters involving securities fraud in federal and state courts.


In addition to arbitration and litigation matters, the Litigation and Arbitration Practice Group counsels clients in the area of regulatory compliance, and represents clients in administrative and regulatory matters, including investigations and proceedings by governmental and self‑regulatory organizations. Members of the group have regularly represented brokerage firms and individuals in matters before the SEC, NASD, NYSE, and state regulatory agencies.

Members of the group are active in industry‑related organizations and bar associations, publishing articles, blogging and speaking at forums concerning securities‑related topics.


For more information visit Lindquist & Vennum Online