Terrence J. Fleming
Terry, chair of our Securities Litigation and Arbitration Practice Group, was recently inducted into the American College of Trial Lawyers. Active nationally, he represents parties in commercial-fraud cases-- including shareholder-derivative and shareholder class actions--M&A litigation regulatory proceedings, investor-broker and law firm disputes, minority-shareholder disputes and securities arbitrations. He's also known for his expertise in regulatory proceedings involving insider trading, securities fraud, accounting issues and investor complaints before the SEC, NYSE, NASD and state regulatory entities. Chambers USA reports that Terry is the "star" of the team, according to interviewees, and has an uncanny ability to "get judges going his way."
Direct Dial: (612)371-3248
E-mail: tfleming@lindquist.com
For Terry's complete bio visit Lindquist & Vennum Online
Jon is the ultimate insider of the group. He served as General Counsel of Wheat First Securities, which is now Wachovia Securities, and as Director of Compliance and Associate General Counsel for RBC Dain Rauscher. Prior to joining Dain, Jon was a partner in the securities litigation group of Richmond, Va., firm LeClair Ryan. His extensive background also includes serving as an attorney in the SEC's branch of enforcement in New York and the legal staff of Merrill Lynch.
Kim is a trial lawyer who represents clients in a wide variety of commercial litigation and arbitration matters. Her expertise in prosecuting and defending securities-related matters encompasses securities fraud, unsuitable trading, unauthorized trading, churning and market manipulation, and assisting clients in regulatory issues before the SEC and NASD. 
Sandy focuses her practice on regulatory investigations and proceedings for the financial services industry and disciplinary investigations and proceedings against lawyers and other professionals. She has extensive experience in the areas of securities and financial fraud, investor-broker and investment banking disputes, and other complex commercial litigation. Her experience includes representing clients confronted with investigations and disciplinary proceedings brought by the SEC, self-regulatory organizations such as the NASD, NYSE, state regulators, and state disciplinary boards. She has represented brokers and broker-dealers in arbitrations of customer claims and other federal and state securities law claims, and investment bankers in federal and state court in arbitration hearings and trials across the country. 
Nicole practices in the areas of securities litigation and arbitration and white-collar and regulatory defense. She has tried cases in several states and has experience in civil, criminal and regulatory securities-related matters, including investor-broker disputes involving trading practices; broker-dealer disputes involving promissory notes; complex, multiparty securities-fraud litigation; criminal securities-fraud defense; and regulatory investigations. 
Chris represents clients nationwide in NASD arbitrations and other securities matters. His work spans matters such as complex, multiparty securities-fraud litigation, investor-broker disputes involving trading practices and broker-dealer disputes involving promissory notes. Chris has significant experience assisting broker-dealers with responding to NASD and SEC inquiries and investigations.
Mark assists clients in the areas of commercial and securities litigation, arbitration, antitrust and intellectual property matters. He has a strong commitment to pro bono service and recently represented two foster-care parents who appealed the revocation of their license. Mark managed all aspects of the appeal, including successfully arguing the case before an administrative law judge, who overturned both the county's finding of maltreatment and the Department of Human Service's decision not to set aside the county's finding.
Amy is a member of our Antitrust and Trade Regulation Group, yet her practice extends to securities and commercial litigation, as well as trusts and estates. Before becoming an attorney, Amy worked for RBC Dain Rauscher in the internal communications department. 